a: Bad recordkeeping ~
b: a gateway drug

What:

" Bad recordkeeping is like a gateway drug in the securities world. It almost certainly portends other bad activity, and cutting off access to irresponsible gatekeepers by suing them for non-scienter-based violations is an intelligent way for the SEC to save resources for bigger issues. "


Useful?
Writer: David Smyth
LCC:
Where:
Date: May 23 2015 11:36 AM


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